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Improvements in Highly Successful Pap Test for Cervical Cancer Pushed by Medicare

Medicare paid approximately $34.2 million for over a million screening Pap tests in 2007

 

 
  Read more about Cervical Cancer in sidebar below, "Silent Cancer.."  

Jan. 19, 2009 – What is one the most successful screening test ever adopted and one the first to be covered by Medicare, the Pap test for cervical cancer may become even more effective with regulatory changes aimed at assuring the competency of those conducting the test.

The Centers for Medicare & Medicaid Services (CMS) last week announced proposals to further improve the most common screening test for cervical cancer, the Papanicolaou test, which is more commonly known as the Pap test.

 

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The proposed rule would update the current regulatory provisions that were promulgated under certain provisions of the Public Health Service Act.  These provisions require certain physicians (pathologists) and cytotechnologists (laboratory technologists with special training in the formation, structure, and function of cells) who screen Pap tests to demonstrate their proficiency in reading and interpreting Pap test specimens. 

“Soon after Pap screening became available, the number of women dying from cervical cancer dropped nearly 75 percent, and today, with improved testing and treatment procedures, a woman who is diagnosed in the early stages of the disease has a 92 percent chance of being alive five years later,” said CMS Acting Administrator Kerry Weems. 

“The Pap test’s impact was so dramatic that it was one of the first screening procedures to be granted coverage under the Medicare law.”

Today, far from being a leading cause of death for women in the United States, fewer than 4,000 die each year from cervical cancer.  While deaths from cervical cancer have been greatly reduced through the use of Pap testing, further improvement is needed as the death rate for minority women is twice that of white women.

Over the years, Congress has repeatedly recognized the importance of Pap testing. 

Concerns about erroneous Pap test results were one of the major impetuses behind the enactment of the Clinical Laboratory Improvement Amendments of 1988 (CLIA), the first major overhaul of federal regulation of clinical laboratories since enactment of the original Clinical Laboratory Improvement Act of 1967. 

The new law extended Federal regulation beyond laboratories that sent and received specimens through interstate commerce to all laboratories in which clinical testing occurs for the purposes of diagnosis or treatment of a medical condition.  It established minimum quality standards for nearly all clinical laboratory testing in the United States from simple tests performed in a doctor’s office to the most complex testing performed in large independent laboratories and academic medical centers.

Two years later, to improve access to screening, Congress passed the Breast and Cervical Cancer Mortality Prevention Act of 1990, which led to the creation of the National Breast and Cervical Cancer Early Detection Program in 2000 within the Centers for Disease Control and Prevention (CDC). 

In 2000, Congress passed the Breast and Cervical Cancer Prevention and Treatment Act, giving states the option to cover screening for these cancers under their Medicaid programs. 

The U.S. Preventive Services Task Force, an independent task force administered by the Agency for Healthcare Research and Quality (AHRQ), gives its highest rating (A) to its recommendation for routine Pap testing as a measure to prevent cancer deaths. 

While Medicare paid approximately $34.2 million for over a million screening Pap tests in 2007, the test may be even more important to public and private programs that serve women of child-bearing age, who are at greater risk of cervical cancer.

 The proposed rule would enhance and clarify CLIA’s proficiency testing requirements for Pap testing.  While CLIA provides for proficiency testing of laboratories in other specialties, it requires that proficiency testing for cytology laboratory personnel (those reading Pap tests) be scored for each individual. 

This is because this kind of screening requires intense concentration by the cytotechnologist/pathologist as they examine the cells in the Pap test under a microscope, and poor skills in reading the test (which is generally only read by one individual unless an abnormality is noted) can have a direct and significant impact on patient outcomes. 

 Due to the difficulty of developing an appropriate proficiency testing program for Pap tests, the cytology proficiency testing requirement was not implemented on a nationwide basis until 2005.  The proficiency testing results from the first three years of this nationwide testing have demonstrated the importance of the program in ensuring quality and improving proficiency. 

A Silent Cancer

Unlike many cancers that cause pain, noticeable lumps, or other early symptoms, cervical cancer has no telltale symptoms until it is so advanced that it is usually unresponsive to treatment. Symptoms may even be absent at that point, although they often include abnormal vaginal bleeding, such as following intercourse or douching, between menstrual periods, or after menopause. Only in its late stages does cervical cancer cause pain in the lower abdominal or back regions.

But because the cervix, or neck of the uterus, can be easily accessed through the vagina, doctors can test for cervical cancer as well as for precancerous changes in the cervix. Most cervical cancers grow slowly over several years and often are preceded by abnormal cells. Cervical cancer can often be prevented by the removal of these abnormal cells.

To detect abnormal or cancerous cervical cells, George Papanicolaou, M.D., Ph.D., of Cornell University developed in the 1940s what is known today as the Pap test. In this test, a sample of cells is taken from in and around the cervix with a wooden scraper, cotton swab, or small cervical brush. The specimen is smeared on a glass slide, preserved with alcohol, and then sent to a laboratory. There cytotechnologists, specially trained in identifying abnormal cells, scrutinize the cervical cells under the microscope for any abnormal features associated with cancerous or precancerous cervical cells. These features include dark or irregularly shaped cell nuclei, or small or deformed cells.

The Pap test became a routine part of gynecological exams. As a result, there was a 70 percent drop in the number of women dying from cervical cancer between 1950 and 1970, according to the National Cancer Institute. But the problem of errors remained. Such errors are understandable when considering the magnitude of the task set before the cytotechnologist examining Pap slides. These standard-sized laboratory slides are lined with between 50,000 to 300,000 cervical cells. Lurking in these cells may be as few as a dozen abnormal cells. Finding such telltale cells is akin to finding a needle in a haystack, especially at the end of the day when cytotechnologists are likely to have examined nearly 100 Pap slides. In addition, abnormalities in cell shape may be slight and difficult for even the trained eye to detect, or may be masked by infection.

Article from FDA Consumer Magazine, updated 1997

For example, failure rates on the initial test of each annual testing cycle dropped from 33 percent in 2005 to 11 percent in 2007 for pathologists reading slides without the assistance of a cytotechnologist. Nonetheless, given the consequences of false Pap test results, the current level of failure is still of great concern to CMS.  

During the same period, the failure rates dropped from 10 percent to 3 percent for pathologists reading slides with the assistance of a cytotechnologist, and from 7 percent to 3 percent for cytotechnologists reading slides alone under the supervision of a pathologist.

 Each individual who undergoes cytology proficiency testing is given four opportunities (an initial test and up to three retests) within each testing cycle to pass the test.  To improve the statistical validity of the proficiency test the proposed rule would increase the number of slides or other approved test media ("challenges") from 10 to 20 for the initial test and first retest.  This is the number of challenges currently required for second and third retests. 

While the proposal would increase the number of challenges in the initial test and the first retest, it would reduce the overall burden on those conducting Pap testing by decreasing the testing frequency from annually to biennially. 

The proposed rule would modify requirements regarding the design and scoring scheme of the Pap test proficiency testing, in part to account for the greater number of slides to be read in the initial test and first retest. 

The proposed rule would also improve the appeal process and impose new requirements on CMS-approved providers of Pap test proficiency testing to improve the testing process.  In addition, CMS is requesting additional information from cytology PT providers and others to analyze trends in PT failures over time.

The proposed changes are largely the result of recommendations from the Clinical Laboratory Improvement Advisory Committee (CLIAC), an advisory committee established by the Department of Health and Human Services (HHS) to promote ongoing improvement in clinical laboratory oversight. 

The CLIAC is comprised of experts from the laboratory community and other stakeholders, as well as representatives from CMS, CDC, and the Food and Drug Administration (the three agencies within HHS that share responsibility for implementing the CLIA program).  CMS has also sought input from the wider laboratory community affected by this testing and has worked in collaboration with the CDC in developing this proposed rule.  We are soliciting comments from the public in the areas where changes are proposed.

 “Even with the most highly skilled testing personnel and the best diagnostic and treatment tools, it will not be possible to prevent all cervical cancer deaths,” said Weems, “but no woman should die because someone failed to read a screening test correctly. 

We believe the proposed changes to the cytology proficiency testing requirements will continue to protect women’s health while reducing the regulatory burden on the pathologists and cytotechnologists who screen Pap tests.”

 Comments on the proposed rule will be accepted until March 17, 2009.  After carefully considering the comments it receives, CMS, in collaboration with the CDC, plans to issue a final rule.

 More information on CLIA and a copy of the proposed rule are available on the CMS website at: www.cms.hhs.gov/center/clinical.asp.

CMS Fact Sheet

Proposals to Improve Cytology Proficiency Testing Required by the Clinical Laboratory Improvement Amendments of 1988

OVERVIEW:

On January 15, 2009, the Centers for Medicare & Medicaid Services (CMS) issued a proposed rule that would improve the requirements for proficiency testing (PT) for individuals who screen and interpret Papanicolaou (Pap) tests to identify cervical cancers at an earlier, more treatable stage.   The proposals would affect approximately 12,500 pathologists and cytotechnologists who review 60 million Pap tests in the United States annually.   In developing the proposed rule, CMS worked closely with the Centers for Disease Control and Prevention (CDC), which along with the Food and Drug Administration (FDA), share responsibility for improving clinical diagnostic laboratory testing in the United States.

Prior to the widespread adoption of Pap testing, cervical cancer was the leading cause of death for women in the United States .  With early detection and treatment, the number of deaths has dropped dramatically, and today, the five-year relative survival rate for the earliest stage of invasive cancer is 92 percent.   More information about the history and current status of cervical cancer diagnosis and treatment is attached as Appendix A.

The proposed changes to the regulatory requirements under the Clinical Laboratory Improvement Amendments of 1988 (CLIA) for cytology proficiency testing would improve the efficiency and effectiveness of cytology PT and reduce the regulatory burden on laboratories that perform this screening by decreasing the test frequency from annually to biennially.

BACKGROUND:

Deaths from incorrectly read Pap tests were a major impetus for the passage of CLIA just over 20 years ago.   CLIA regulates nearly all clinical laboratories that conduct testing for medical purposes in the United States .  Concerns about the quality of Pap testing and the potentially deadly impact of an incorrect Pap test result led Congress to establish certain unique regulatory requirements for those conducting Pap testing.  Recognizing that it takes highly skilled and trained pathologists and cytotechnologists to screen cellular specimens from the female reproductive tract for early signs of cancer, Congress specified that each individual involved in screening or interpreting Pap tests was to be required to demonstrate proficiency through participation in an approved proficiency testing (PT) program.  This PT is designed to test the individual’s ability to locate and identify what may be only a few abnormal cells out of thousands of cells on a slide. 

CURRENT CYTOLOGY PT PROGRAM:

Cytology PT was implemented nationwide in 2005.  There are currently two CMS-approved cytology PT programs that operate nationwide from which laboratories may choose: one offered by the American Society for Clinical Pathology (ASCP) (which is a continuation of the PT program originally approved to be run by the Midwest Institute for Medical Education, Inc. (MIME) in 2005) and another offered by the College of American Pathology (CAP), which was approved to begin testing in 2006.  A third program run by the State of Maryland was approved by CMS to begin testing in 1995 but is limited to laboratories screening Pap tests from residents of Maryland.

While CLIA provides for PT of laboratories in other specialties, the PT for cytology (Pap) testing requires the periodic testing of the individual pathologist or cytotechnologist (a laboratory technologist with special training in cytology) who screens or interprets gynecologic samples in Pap tests).  This requirement recognizes that intense concentration is needed to examine the cells in a Pap test and that most Pap tests are screened by a single individual, without a second level review.  Under the CLIA regulations, the individual taking the test is given at least four chances in a testing cycle (currently annual, but proposed to be biennial) to achieve a passing score of 90 percent.

Currently, for both the initial test and the first retest, the individual is required to screen 10 slides within two hours.  For the second and third retests (where necessary), the number of slides is increased to 20 and the time for completing the screening is increased to four hours.  An individual who does not score at least 90 percent on the initial test may continue to screen slides, but must retake the test.  If the individual does not score at least 90 percent on a second test, he or she may continue screening slides but the results must be confirmed by a colleague who has passed the test during the current calendar year.  The individual must also undergo additional training and take a third test and obtain a score of at least 90 percent.  Only after failing to obtain a score of 90 percent on the third test is the individual precluded from performing further screening of patient samples until he or she has obtained 35 hours of continuing education and achieved a score of at least 90 percent on a 20 slide retest.

Under current rules, missing even one high grade lesion or cancer case will result in automatic failure.

EXPERIENCE DURING FIRST THREE YEARS OF PT PROGRAM:

Over the three years that the nationwide cytology PT programs have been in effect, the percentage of personnel who pass the test on the first attempt has steadily increased.  This is true without regard to whether the individual taking the test is a pathologist screening slides without the assistance of a cytotechnologist, a pathologist screening with the assistance of a cytotechnologist, or a cytotechnologist screening alone under the supervision of a pathologist.  The improvements seen in the results for pathologists who screen slides without the assistance of a cytotechnologist have been the most striking.  In 2005, 33 percent of pathologists screening slides without the assistance of a cytotechnologist failed their initial test; by 2007, the failure rate for this group on the initial test dropped to 11 percent.

PROPOSALS IN THIS NOTICE OF PROPOSED RULEMAKING:

In response to concerns expressed by the cytology testing community, CMS is proposing to refine the cytology PT program in a number of ways, based on recommendations provided by cytology experts.  For example, the proposed regulation would increase the number of slides or other approved media (challenges) in the first test and first retest to 20, and the time for completing the screening to four hours.  The score required to pass would remain at 90 percent, but by doubling the number of challenges, each error would have only half as much impact on the total score.  Missing two high-grade lesions or cancers would result in automatic failure.  The proposed rule would also require PT testing biennially rather than annually as in the current rules.  The proposed rule also provides for the approval of media other than glass slides for cytology PT to accommodate the use of future PT technologies. 

The proposed rule would also affect the providers of cytology PT, by requiring them to explain their appeals process prior to the administration of a test and imposing more stringent obligations on PT programs to maintain high quality testing sets.   The proposed rule requests additional information from cytology PT providers and others to analyze trends in PT failures over time.  A chart comparing the key differences between the current regulation and the proposed regulation is attached as Appendix B.

Comments on the proposed rule will be accepted until March 17, 2009.  After carefully considering the comments it receives, CMS, in collaboration with the Centers for Disease Control and Prevention (CDC), plans to issue a final rule.

More information on CLIA and a copy of the proposed rule are available on the CMS website at: www.cms.hhs.gov/center/clinical.asp.

 

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